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ARTICLE · 24 JANUARY 2019

National Futures Association Adopts Notification Requirement For Certain Cybersecurity Incidents

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On January 7, 2019, the National Futures Association ("NFA") announced that it had adopted amendments to its information security requirements that include a cybersecurity incident

United StatesTechnology
Jeffrey Taft
Jeffrey Taft
Matthew Bisanz
Matthew Bisanz
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On January 7, 2019, the National Futures Association ("NFA") announced that it had adopted amendments to its information security requirements that include a cybersecurity incident notification obligation.1 As discussed below, the NFA's amendments represent the continued maturation of information security in the US financial services sector and are incremental, rather than radical, innovation. The NFA's amendments become effective April 1, 2019, and, prior to that date, it will release procedures describing the manner in which NFA members should notify the NFA of cybersecurity incidents.

Background

The NFA is a membership organization that is designated by the Commodity Futures Trading Commission ("CFTC") to perform self-regulatory functions for the commodity derivatives industry. Most types of CFTC registrants are required to join the NFA and are subject to its regulatory oversight.2

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