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ARTICLE · 13 JANUARY 2015

Panel Discusses SEC/FINRA Investigations And Cybersecurity Priorities At 2014 Securities Enforcement Forum

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On October 14, a panel at the 2014 Securities Forum, which included the SEC's deputy director of enforcement, discussed trends in the cybersecurity space.

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On October 14, a panel at the 2014 Securities Forum, which included the SEC's deputy director of enforcement, discussed trends in the cybersecurity space. The panel noted the SEC's focus on the adequacy of compliance programs and agency efforts such as the OCIE Cybersecurity Initiative.

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