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ARTICLE · 08 OCTOBER 2008

FINRA Updates Arbitrators On Efforts To Improve Efficiency Of Arbitrations

Sutherland Asbill & Brennan LLP
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Linda Feinberg, President, Financial Industry Regulatory Authority, Inc. (“FINRA”) Dispute Resolution, Inc.; John M. Gannon, Senior Vice President, FINRA Office of Investor Education; and Laura Gansler, Associate Vice President, FINRA Emerging Regulatory Issues, shared program updates with over 1,700 arbitrators yesterday during a FINRA – sponsored phone-in workshop.

United StatesLitigation, Mediation & Arbitration
Thomas Farnen
Thomas Farnen
S. Lawrence Polk
S. Lawrence Polk
Terry Weiss
Terry Weiss

Previously published on September 24, 2008

Highlights From The September 23, 2008, FINRA Dispute Resolutions Neutral Call-In Workshop

Linda Feinberg, President, Financial Industry Regulatory Authority, Inc. ("FINRA") Dispute Resolution, Inc.; John M. Gannon, Senior Vice President, FINRA Office of Investor Education; and Laura Gansler, Associate Vice President, FINRA Emerging Regulatory Issues, shared program updates with over 1,700 arbitrators yesterday during a FINRA – sponsored phone-in workshop. The focus of yesterday's workshop was to inform arbitrators about various investor education initiatives and emerging regulatory issues, and included noteworthy updates on the proposed expansion of single-arbitrator hearings, a spike in case filings, and FINRA's active monitoring of financial products and related potential arbitration issues.

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