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ARTICLE · 29 JANUARY 2019

U.S. Private Funds Watch: 2019 Regulatory Considerations

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Earlier than what has been typical in other years, on December 20, 2018, the SEC's Office of Compliance Inspections and Examinations (OCIE) ...

United StatesFinance and Banking

Earlier than what has been typical in other years, on December 20, 2018, the SEC's Office of Compliance Inspections and Examinations (OCIE) released its examination priorities for 2019 showing its continuing focus on the private funds industry.

Important for investors and private fund sponsors alike, here, we discuss key highlights of OCIE 2019 examination priorities and other notable areas of SEC focus. Additionally, included below are some reminders of annual reporting obligations applicable to private fund sponsors. Private fund sponsors and investors should also review their partnership agreements and side letters for any contractual obligations and reporting requirements applicable to them.1

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