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ARTICLE · 03 SEPTEMBER 2024

SEC Requires Registered Funds To Provide More Frequent Portfolio Transparency

Herbert Smith Freehills Kramer LLP
Herbert Smith Freehills Kramer LLP
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Herbert Smith Freehills Kramer LLP

Herbert Smith Freehills Kramer LLP

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On Aug. 28, 2024, the Securities and Exchange Commission (SEC) announced significant amendments to Form N-PORT reporting requirements for registered funds, including mutual funds and closed-end funds.

United StatesFinance and Banking
George Silfen
George Silfen
Jaedyn Ellis
Jaedyn Ellis
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On Aug. 28, 2024, the Securities and Exchange Commission (SEC) announced significant amendments to Form N-PORT reporting requirements for registered funds, including mutual funds and closed-end funds, increasing the frequency and timeliness of their portfolio holdings disclosures.

Form N-PORT provides information about a fund's monthly portfolio holdings, as well as other critical data such as risk metrics, liquidity metrics and the use of derivatives.

Currently, Form N-PORT is filed publicly with the SEC on a quarterly basis within 60 days after the end of the quarter. With the adoption of these amendments, registered funds will be required to file their Form N-PORT on a monthly basis within 30 days of the month's end. The monthly reports will then become publicly available beginning 60 days after the end of the month. The change is intended to reduce the lag in reporting, providing investors with more up-to-date information about registered funds' portfolio

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