SEC Proposes Rules under Whistleblower Provisions of Dodd-Frank Act

Developments of Note

• SEC Proposes Rules under Whistleblower Provisions of Dodd-Frank Act
• FDIC Proposes Amendments to Deposit Insurance Assessment Regulations
• SEC Staff Provides Guidance on Registered Fund Board Delegation Practices
• SEC Approves Prohibition of Stub Quotes by Market Makers
• SEC Requires Broker-Dealers with Market Access to Establish and Maintain Risk Management Controls
• CFTC Proposes Restrictions on Permissible Investments for Customer Segregated Accounts
• SEC Issues Release Seeking Comment on President's Working Group Report on Money Market Fund Reform Options
• CFTC Proposes New Privacy and Data Security Rules under the Dodd-Frank Act

Other Items of Note