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ARTICLE · 13 NOVEMBER 2018

SEC Office Of Small Business Updates

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At the Practising Law Institute's Annual Institute on Securities Regulation, a number of updates were provided by the Staff regarding ongoing initiatives within the Office of Small Business.

United StatesFinance and Banking
Anna T. Pinedo
Anna T. Pinedo
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At the Practising Law Institute's Annual Institute on Securities Regulation, a number of updates were provided by the Staff regarding ongoing initiatives within the Office of Small Business. The Staff reviewed the recently adopted amendments to the definition of "smaller reporting company" (SRC) and directed practitioners to its Small Entity Compliance Guide. The Staff also noted that a number of Compliance & Disclosure Interpretations were recently updated to address changes brought about by the SRC amendments. The C&DIs also were recently reorganized and are now grouped by category, making these much easier to navigate. Below, we highlight a few of the C&DIs relating to SRC status:

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