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ARTICLE · 28 FEBRUARY 2008

SEC Issues Adopting Release For Form D Electronic Filing Requirement And Form D Revisions

Goodwin Procter LLP
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The SEC issued the formal release adopting rule and form amendments that will mandate electronic filing of Form D and revise various aspects of the Form.

United StatesFinance and Banking

Developments Of Note

  1. SEC Issues Adopting Release for Form D Electronic Filing Requirement and Form D Revisions
  2. OTS Issues Guidelines on the Payment of Fees for the Referral of Trust Business
  3. Mutual Fund Directors Forum Issues Guidance on Board Self Assessments
  4. OCC Lowers Assessment Fees and Creates Two New Assessment Brackets

Other Item Of Note

  1. U.S. Supreme Court Allows 401(k) Plan Participant to Sue Plan Employer over Loss to Participant's Account

Developments Of Note

SEC Issues Adopting Release For Form D Electronic Filing Requirement And Form D Revisions

The SEC issued the formal release adopting rule and form amendments that will mandate electronic filing of Form D and revise various aspects of the Form. An issuer relying on certain securities offering exemptions under the Securities Act of 1933, as amended (the "1933

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