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ARTICLE · 28 JULY 2014

Risk Identification And Assessment Methodologies For Securities Regulators

A&O Shearman
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On 26 June 2014, IOSCO published a report on risk identification and assessment methodologies for securities regulators.

United StatesFinance and Banking

On 26 June 2014, IOSCO published a report on risk identification and assessment methodologies for securities regulators. The report is intended to assist securities regulators in identifying and assessing emerging and potential systemic risks by providing a range of methods and tools already used which regulators may consider using, including in combined format.

The report is available at: http://www.iosco.org/library/pubdocs/pdf/IOSCOPD443.pdf.

The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.

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