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ARTICLE · 04 MARCH 2021

Regulation Round Up (March 2021)

Proskauer Rose LLP
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The Financial Conduct Authority ("FCA") published Handbook Notice 85, which sets out changes to the FCA Handbook made by the FCA Board on 25 February 2021.

United StatesFinance and Banking
Richard Bull
Richard Bull
Kirsten Lapham
Kirsten Lapham
John Verwey
John Verwey
Andrew Wingfield
Andrew Wingfield
Jade-Alexandra Fearns
Jade-Alexandra Fearns
Michael Singh
Michael Singh
Amar Unadkat
Amar Unadkat
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26 February

HM Treasury published a report setting out the findings of the Kalifa Review of UK FinTech.

The Financial Conduct Authority ("FCA") published Handbook Notice 85, which sets out changes to the FCA Handbook made by the FCA Board on 25 February 2021.

The Financial Action Task Force ("FATF") published a document setting out the outcomes from its plenary meeting on 22, 24 and 25 February 2021.

The FCA published a report on its review of product governance in a sample of asset management firms.

The European Securities and Markets Authority ("ESMA") issued a press release announcing the publication of revised version of its Q&As on the EU Securitisation Regulation.

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