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ARTICLE · 30 JANUARY 2013

FRB Issues Supplemental Policy Statement Concerning the Internal Audit Function and its Outsourcing (Financial Services Alert For January 29, 2013)

Goodwin Procter LLP
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Goodwin Procter Financial Services Group Partner, William Stern, will be participating in an upcoming live phone/web seminar hosted by Strafford Publications.

United StatesFinance and Banking
Robert Kurucza
Robert Kurucza

Edited by: Eric R. Fischer, Jackson B.R. Galloway and Elizabeth Shea Fries

In This Issue:

  1. Goodwin Procter Partner William Stern to Participate in Phone/Web Seminar Concerning "Bank Affiliate Transactions Under Scrutiny"
  2. FRB Issues Supplemental Policy Statement Concerning the Internal Audit Function and its Outsourcing
  3. Federal Financial Institutions Examination Council Issues Proposed Guidance on Social Media Usage by Financial Institutions
  4. SEC Settles Administrative Proceedings Against Registered Closed-End Fund Adviser and Subadviser Over Inadequate Disclosure of Fund Derivatives Activities
  5. SEC Adopts Rule Amendments Requiring Broker-Dealers to Search for Lost Securityholders and Paying Agents to Notify Unresponsive Payees

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