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ARTICLE · 06 MARCH 2017

FINRA Proposes Technical Updates For Consolidated Rulebook

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FINRA proposed updates to cross-references and other non-substantive changes to certain FINRA Rules as part of its ongoing development of a Consolidated Rulebook.

United StatesFinance and Banking

FINRA proposed updates to cross-references and other non-substantive changes to certain FINRA Rules as part of its ongoing development of a Consolidated Rulebook. The proposed amendments to several FINRA Rules would update cross-references in order to conform them to the newly adopted consolidated FINRA Rule 3210 ("Accounts At Other Broker-Dealers and Financial Institutions"). In addition, FINRA proposed making several other non-substantive technical changes. The amendments, which FINRA filed for immediate effectiveness, will be implemented as of March 20, 2017.

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