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ARTICLE · 11 DECEMBER 2012

Corporate And Financial Weekly Digest - December 7, 2012

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In its fiscal year 2012 Agency Financial Report released last week, the Securities and Exchange Commission published its rulemaking agenda for 2013 under both the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act) and the Jumpstart Our Business Startups Act (JOBS Act).

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Edited by Robert L. Kohl and David A. Pentlow

SEC/CORPORATE

SEC Sets Rulemaking Agenda for 2013

In its fiscal year 2012 Agency Financial Report released last week, the Securities and Exchange Commission published its rulemaking agenda for 2013 under both the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act) and the Jumpstart Our Business Startups Act (JOBS Act) as follows:

  • Propose and adopt rules to implement four executive compensation related provisions of the Dodd-Frank Act: new listing standards relating to specified "clawback" policies; disclosure requirements regarding performance-related executive compensation; executive pay ratios; and employee and director hedging. These mandates did not have a statutory deadline under the Dodd-Frank Act;

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