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ARTICLE · 10 APRIL 2015

CFTC Issues Advisory On Reporting Obligations Pursuant To The Ownership And Control Final Rule

On March 23, CFTC Division of Market Oversight and Division of Swap Dealer and Intermediary Oversight issued a staff advisory to remind certain reporting parties...

United StatesFinance and Banking

On March 23, CFTC Division of Market Oversight and Division of Swap Dealer and Intermediary Oversight issued a staff advisory to remind certain reporting parties (including futures commission merchants, clearing members, foreign brokers, swap dealers and certain reporting markets) of their obligation to obtain information on a timely basis from their customers or counterparties in order to comply with the ownership and control reports final rule (OCR Final Rule).  Release.  Staff Advisory.  OCR Final Rule.

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