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ARTICLE · 16 OCTOBER 2017

CFTC Commissioner Quintenz Promises New Approach To Regulating Algorithmic Trading

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CFTC Commissioner Brian Quintenz explained CFTC efforts to facilitate FinTech development and promised a "reset" of the CFTC's approach to regulating algorithmic trading.

United StatesFinance and Banking
Robert Zwirb
Robert Zwirb
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CFTC Commissioner Brian Quintenz explained CFTC efforts to facilitate FinTech development and promised a "reset" of the CFTC's approach to regulating algorithmic trading. In remarks before the Symphony Innovate 2017 Conference in New York, Mr. Quintenz said that new technology presents new risks, so regulatory leadership must prioritize engagement with the FinTech community to encourage technological advancement and ensure that regulatory efforts keep pace with innovations.

Mr. Quintez highlighted LabCFTC as an initiative that makes the CFTC "more accessible" to FinTech companies. He stated that the initiative informs the CFTC's understanding of how emerging technologies interact with existing rules and helps guide future policy development. LabCFTC consists of two major elements: (i) GuidePoint, which allows FinTech companies to consult with the CFTC regarding the regulatory implications of particular technological innovations, and (ii) CFTC 2.0, in which the

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