The CFTC approved a final rule amending the recordkeeping
obligations for certain market participants under Commission
Regulation 1.35(a). The amendments exclude certain types of
participants from some aspects of the written and oral
recordkeeping requirements, while also clarifying the requirements
governing the form and manner in which records must be kept.
Lastly, the final rule reorganizes the rule text to provide
affected market participants with greater clarity regarding their
recordkeeping obligations.
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CFTC reminds swap dealers and major swap
participants of reporting obligations
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