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ARTICLE · 07 MARCH 2019

CFTC Announces Examination Priorities For 2019

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The CFTC indicated that it anticipates publishing Examination Priorities on an annual basis going forward.

United StatesFinance and Banking
Stephen Obie
Stephen Obie
Jayant W. Tambe
Jayant W. Tambe
Céalagh P. Fitzpatrick
Céalagh P. Fitzpatrick
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This is the first time that the Commodity Futures Trading Commission ("CFTC") has published Examination Priorities, and Chairman Giancarlo indicated that they were designed to increase transparency and improve the relationship between the CFTC and its regulated entities.

On February 12, 2019, the CFTC announced Examination Priorities for registrants of the Division of Market Oversight ("DMO"), Division of Swap Dealer & Intermediary Oversight ("DSIO"), and Division of Clearing & Risk ("DCR"). This is the first time that the CFTC has published Examination Priorities, and Chairman Giancarlo indicated that they were designed to increase transparency and improve the relationship between the CFTC and its regulated entities.

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