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ARTICLE · 02 NOVEMBER 2013

What’s The State Of The CFTC Whistleblower Program?

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The SEC’s whistleblower program has received tremendous attention, but let’s not forget about the Commodity Futures Trading Commission’s (CFTC) whistleblower program, which also was created by Dodd-Frank.

United StatesEmployment and HR
Steven Pearlman
Steven Pearlman
Michael Graham
Michael Graham
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The SEC's whistleblower program has received tremendous attention, but let's not forget about the Commodity Futures Trading Commission's (CFTC) whistleblower program, which also was created by Dodd-Frank (here are the applicable rules).  A recent article from the Risk & Compliance Journal of the Wall Street Journal provides valuable insight into how this program is functioning with comments from Director Christopher Ehrman. 

CFTC tips increased from 58 in fiscal 2012 to 138 in fiscal 2013.  That's a much smaller figure than the 3,001 tips received by the SEC in 2012, but CFTC enforcement is likely to increase over the coming years.  With respect to the types of tips the CFTC has been receiving, Mr. Ehrman said: 

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