Securities Compliance Podcast: Compliance In Context

In Season 6 Episode 1 of The Securities Compliance Podcast: Compliance in Context, host and Calfee Partner Patrick D. Hayes takes an in-depth look at maximizing your compliance resources, doing less with more, and getting the most out of what's available to effectively run your firm's compliance program to the best of your ability. Louis Dempsey and Bart McDonald from Renaissance Regulatory Services help guide the conversation. In the Headlines section, Patrick reviews some recent rule withdrawals and leadership changes at the SEC. The episode closes with another installment of Outtakes, where a recent enforcement action reminds us of the importance of having proper disclosures for fees and conflicts of interest.