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ARTICLE · 27 OCTOBER 2021

SEC Spoofing Enforcement (Video)

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Mayer Brown partners Matt Kluchenek and Glen Kopp continue their discussions related to spoofing during this week's episode, focusing on the Securities and Exchange Commission's (SEC) enforcement activities.

United StatesCorporate/Commercial Law
Matthew F. Kluchenek
Matthew F. Kluchenek
Glen A. Kopp
Glen A. Kopp
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Mayer Brown partners Matt Kluchenek and Glen Kopp continue their discussions related to spoofing during this week's episode, focusing on the Securities and Exchange Commission's (SEC) enforcement activities. They explore some of the statutory tools the SEC has to take actions against spoofing in the securities markets and related enforcement trends. 

At the Crossroads: CFTC and DOJ Enforcement  is a video weekly series hosted by Matt and Glen. Each episode, they discuss a topic at the intersection of enforcement by the CFTC and the DOJ. The goal: to help legal and compliance departments protect their organizations in an increasingly rigorous regulatory environment.

View our past episodes here.

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This Mayer Brown article provides information and comments on legal issues and developments of interest. The foregoing is not a comprehensive treatment of the subject matter covered and is not intended to provide legal advice. Readers should seek specific legal advice before taking any action with respect to the matters discussed herein.

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