In conjunction with phasing out the test center delivery of the Regulatory Element of Continuing Education ("CE"), FINRA proposed amendments to Section 4(f) of Schedule A of the FINRA by-laws that would assess a CE session fee of $55 for the Regulatory Element regardless of whether the session was completed at a test center or through the CE Online System. Currently, FINRA assesses a session fee of $100 for participants' individual sessions.
FINRA noted that only participants who applied for an accommodation would be eligible to complete their CE Regulatory Element session at a test center. The proposed rule would be effective immediately.
The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.
We operate a free-to-view policy, asking only that you register in order to read all of our content. Please login or register to view the rest of this article.










