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ARTICLE · 09 APRIL 2012

Weekly Financial Services Regulatory Update - 23.03.12

Clyde & Co
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This weekly update from Clyde & Co’s Financial Services Regulatory Team summarises new developments as reported by the FSA, the UKLA, the Upper Tribunal, the Financial Ombudsman Service and the London Stock Exchange over the past week, with links to the full documents where these are available.

United KingdomFinance and Banking
James Cooper
James Cooper
Abigail Potts
Abigail Potts
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This weekly update from Clyde & Co's Financial Services Regulatory Team summarises new developments as reported by the FSA, the UKLA, the Upper Tribunal, the Financial Ombudsman Service and the London Stock Exchange over the past week, with links to the full documents where these are available.

We hope that you will find this update useful.

Consultation papers:

No new developments this week.

Discussion papers:

No new developments this week.

Policy statements:

22 March: Distribution of retail investments: RDR Adviser Charging and Solvency II disclosures – feedback to CP11/25 and final Adviser Charging rules. The FSA has published its feedback to the responses it received in relation to CP11/25 (which it released for consultation initially in November 2011) and its final Adviser Charging rules. The consultation paper covered:

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