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ARTICLE · 08 NOVEMBER 2018

Regulation Round Up - October 2018

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The Competition and Markets Authority published a paper that was prepared jointly with the Financial Conduct Authority setting out the lessons that have been learned from the programme of work conducted by the UK Competition Network.

United KingdomFinance and Banking
Andrew Wingfield
Andrew Wingfield
Richard Bull
Richard Bull
John Verwey
John Verwey
Jade-Alexandra Fearns
Jade-Alexandra Fearns
Amar Unadkat
Amar Unadkat
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1 October

The Competition and Markets Authority ("CMA") published a paper that was prepared jointly with the Financial Conduct Authority ("FCA") setting out the lessons that have been learned from the programme of work conducted by the UK Competition Network ("UKCN") to examine remedies in consumer markets.

The Prudential Regulation Authority ("PRA") published a consultation paper on regulatory transactions and changes to notification and application forms (CP21/18). This is relevant to all PRA-authorised firms, as well as firms that have a qualifying holding or intend to acquire a qualifying holding in a PRA-authorised firm.

The Joint Committee of the European Supervisory Authorities ("ESAs") published a letter to the European Commission about key information documents ("KIDs") with respect to packaged retail and insurance-based investment products ("PRIIPs").

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