On 8 November 2017, the FCA published Market Watch No. 54, which covers issues regarding current market conduct and transaction reporting. Included in the review is a reminder for firms with transaction reporting obligations to make sure they have a LEI and to keep it updated. It also reminds charities and trusts, and others not directly subject to reporting requirements, that, from 3 January 2018, they will need to make arrangements to obtain a LEI Code if they want an executing firm to continue to act on their instructions.
Market Watch No. 54 can be found here:
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