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ARTICLE · 16 FEBRUARY 2011

Compliance Pitfalls To Avoid

Julie Mutton discusses key themes from the Commission’s assessment of compliance cases.

United KingdomCorporate/Commercial Law

Julie Mutton discusses key themes from the Commission's assessment of compliance cases.

The Charity Commission has published the results of its compliance work during 2009/10 in Charities Back on Track. As well as explaining the different levels of intervention applied by the Commission and the numbers of such cases dealt with in the year, the report also highlights the themes identified as those that typically give rise to difficulties. Case studies are explained along with analysis of issues for other charities to consider.

The Commission's compliance division carries out its statutory function to identify and investigate apparent misconduct or mismanagement in the administration of charities. Investigations also cover situations where assets, beneficiaries or reputations are at serious risk.

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