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ARTICLE · 16 JULY 2020

Deadlines For Registration With New Regulatory Bodies

Dillon Eustace
Dillon Eustace
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The recent Swiss financial markets legislation, the Swiss Federal Financial Services Act (FinSA) and Swiss Federal Financial Institutional Act (FinIA), came into force on...

SwitzerlandFinance and Banking
Tara O'Callaghan
Tara O'Callaghan
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The recent Swiss financial markets legislation, the Swiss Federal Financial Services Act (FinSA) and Swiss Federal Financial Institutional Act (FinIA), came into force on 1st January 2020, with a transition period of up to 2 years for certain key provisions.

Deadlines for the registration of individuals conducting the offer/marketing in Switzerland and the registration of financial service providers with an Ombudsman have recently become effective, following the authorisation of the relevant bodies by FINMA.

  • Affiliation with Ombudsman in Switzerland – Effective 23rd December 2020

Foreign fund managers and distributors of foreign funds are required to be affiliated with a Swiss Ombudsman within six months of the authorisation of such an Ombudsman by FINMA.

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