Your search for ‘SEC Whistleblower’ returned 324 results

Mike Delikat, founder of Orrick's Whistleblower Task Force, recently spoke with The Wall Street Journal regarding the future of the U.S. Securities and Exchange Commission's Office of the Whistleblower...

The SEC awarded more than $4 million to a former company insider for providing a tip and continued assistance that led to a successful enforcement action.

The SEC awarded $3.8 million to a whistleblower for providing information that led to a successful enforcement action.

On May 25, 2011, the SEC held a public hearing on final rules implementing the SEC whistleblower program under the Dodd-Frank Act.

The SEC released its Fiscal Year 2015 Annual Report (the "Report") to Congress on the Dodd-Frank Whistleblower Program on November 16, 2015.

The U.S. Securities and Exchange Commission (SEC) recently awarded approximately $36 million to a whistleblower who was culpable in the wrongful conduct and delayed reporting information...

The SEC issued an award of more than $9.2 million to a whistleblower who provided original information to the SEC that led to two successful related actions by the DOJ.

Whistleblower Developments is a periodic report covering significant cases, decisions, proposals, and legislation related to whistleblower statutes and how they may impact your business.

On May 25, 2015, the Wall Street Journal published an article (subscription required) reporting that tipsters have found it difficult to collect financial awards from the SEC after filing whistleblower claims.

SEC Chair Gary Gensler directed staff to review two September 2020 adopted amendments on the (i) criteria for determining the amount of whistleblower awards and (ii) related actions under other whistleblower award programs.

On July 18, 2014, a coalition of plaintiff-side lawyers and government watchdog groups proposed ways to strengthen the SEC whistleblower program in two petitions filed with the SEC.

In a three-to-two vote, the U.S. Securities and Exchange Commission adopted a final rule amending its whistleblower program, which pays monetary awards to individuals who voluntarily...

On Wednesday, April 22nd, the Securities and Exchange Commission announced that it had awarded approximately $1.5 million to a whistleblower who had served as a compliance officer of the company about which he blew the whistle.

For the first time ever, the Securities and Exchange Commission has issued a lower whistleblower award because the whistleblower, waited too long before reporting the misconduct.

The SEC recently filed an amended securities fraud complaint alleging that a CEO engaged in whistleblower impeding and retaliation against an employee...

On October 1, 2013, the Securities and Exchange Commission (SEC) awarded more than $14 million to a whistleblower who provided information that led to an SEC enforcement action.

According to a memo circulating amongst Republican-party leaders as of February 13th, Republicans in the House of Representatives are planning to propose a significant curtailment...