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SEC Fee Rate Advisory #4
On February 27, the SEC announced that the Section 31 fee rate for fiscal year 2015 will remain at the current rate of $18.40 per million.
Orrick
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SEC Issues A Risk Alert On Investment Advisers’ Business Continuity And Disaster Recovery Planning
On August 27, the Securities and Exchange Commission’s Office of Compliance Inspections and Examinations issued a Risk Alert regarding business continuity and disaster recovery planning for investment advisers.Orrick
