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ARTICLE · 03 JULY 2015

SEC Requests Public Comments On Exchange-Traded Products

On June 12, the Securities and Exchange Commission announced that it is seeking public comments on issues relating to listing and trading of new, novel, or complex exchange-traded products.

United StatesFinance and Banking

On June 12, the Securities and Exchange Commission announced that it is seeking public comments on issues relating to listing and trading of new, novel, or complex exchange-traded products.  The request for comment addresses key issues that arise when exemptions are sought by a market participant to trade a new product or when a securities exchange seeks to establish standards for listing new products.  The comments may be submitted by August 17, 2015.  Request for Comments.

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