Crypto CFDs or derivatives with cryptocurrency underliers are to be reported under the ASIC Reporting Rules.

Regulatory reporting is complex and with the numerous EMIR updates released by ESMA over the years, it can get quite confusing. Recently, the European Commission has published a proposal called EMIR 3.

The Ministry of Heavy Industries, Government of India, has introduced significant amendments to the Phased Manufacturing Programme (PMP) for electric vehicles...

Public concern over safety unlikely to impact long-term acceptance.

Clarification to managers' responsibilities when setting up Private Investment Funds in Guernsey is likely to build on the growing traction of the product, says Ogier Group Partner Craig Cordle.

It has been a while since New York's proposed Fashion Act has generated red carpet-worthy buzz. Although no longer in the press...

Daylight Saving Time (DST) ends this weekend (Sunday, 5 April 2026) in Australia for most states.

Approximately A$900 billion of open derivatives positions are held by Australian superannuation funds, according to the Reserve Bank of Australia (RBA).

Codes are used when a gold or silver spot trade has been entered into on an FX market.

These currency codes are used when a gold or silver spot trade has been entered into on an FX market alongside the relevant currency it is being traded against.

The Unique Product Identifier (UPI) serves as a critical code for OTC derivatives reported to trade repositories, now mandatory across EMIR, ASIC, and MAS regulations. Understanding how to search and generate UPIs through ANNA DSB requires specific product attributes and data points that vary by asset class. TRAction provides comprehensive UPI retrieval services, navigating the complex and evolving process of obtaining these essential identifiers for regulatory compliance.

The Unique Product Identifier (UPI) is a code used for OTC derivatives that are reported to a trade repository.

With the Ontario Securities Commission's new incentive-based whistleblower program now on the horizon, recent awards under comparable whistleblower programs in the U.S. are increasingly relevant to boards of directors...

Chris Bates assesses the UK's growth prospects as the economy appears to be gaining traction.

Financial institutions reporting OTC derivatives to Singapore's Monetary Authority face recurring data validation challenges that can result in trade repository rejections. Understanding the most frequent reporting errors—from counterparty identifier mismatches to incorrect option amounts and lifecycle sequencing issues—is essential for maintaining regulatory compliance and avoiding costly submission failures.

TRAction’s reporting services include data validation and data enrichment to identify and resolve errors, as well as ensure the format meets requirements prior to Trade Repository (TR) submission.

A federal district court in Wisconsin recently denied a manufacturer's motion to dismiss a dealer's claims for violations of the Wisconsin Fair Dealership Law.

From the embryonic stage to the revenue generation stage (and often even beyond!), all startup software companies and their founders have at least one thing in common: a need to finance development costs.

This article discusses the MiFIR framework, examples of missing or absent ISINs from FIRDS and regulators' responses.

We will continue to watch these cases in hopes of seeing a larger trend develop that could afford defendants in other jurisdictions a similar line of defense.