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On August 5, the SEC adopted a final rule that requires a public company to disclose the ratio of the compensation of its CEO to the median compensation of its employees.

On January 12, 2017, the Securities and Exchange Commission released the 2017 examination priorities for its Office of Compliance Inspections and Examinations.

The Divisions of Trading and Markets provided guidance on the commission’s final rule implementing Section 13 of the Bank Holding Company Act of 1956.

On February 27, the Securities Exchange Commission (SEC) modified the submission deadlines for registered investment companies filing non-public monthly reports on Form N-PORT. Form N-PORT

On May 21, the Securities and Exchange Commission (SEC) announced that it obtained a court order halting an ongoing $30 million Ponzi Scheme.

On February 9, the SEC issued proposed rules that are intended to enhance disclosure of company hedging policies for directors and employees, as mandated by Dodd-Frank.

The proposed rules would also require disclosure of listed companies' recovery policies, and their actions under those policies.

On June 16, 2016, the Securities and Exchange Commission announced that it had proposed rules to update the disclosure requirements for mining properties.

On June 4, the Securities and Exchange Commission provided additional analysis related to its proposed rules for pay ratio disclosure.

On February 4, the SEC released certain technical corrections to rules that were published in the Federal Register on September 24, 2014.

On September 25, the U.S. Securities and Exchange Commission (the "SEC") announced that it is seeking public comment on the effectiveness of financial disclosure requirements in Regulation S-X.

On April 4, 2016, the U.S. Treasury issued temporary regulations to make it increasingly difficult for companies to invert.

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Accenture recently published a report entitled "LIBORATION: A practical way to thrive in transition uncertainty."

cyber risk, Cybersecurity, FDIC, Federal Deposit Insurance Corporation, Federal Reserve Board, OCC, Office of the Comptroller of the Currency, risk management, rules...

On October 10, the OCC published a final rule in the Federal Register that will amend the OCC's stress testing rule at 12 CFR 46.

Ruling for the defendants, Justice Friedman held that New York's six-year statute of limitations started running on the final purchase date, and not when the certificates started sustaining losses.