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ARTICLE · 31 JANUARY 2017

SEC Announces 2017 Examination Priorities

On January 12, 2017, the Securities and Exchange Commission released the 2017 examination priorities for its Office of Compliance Inspections and Examinations.

United StatesCorporate/Commercial Law

On January 12, 2017, the Securities and Exchange Commission released the 2017 examination priorities for its Office of Compliance Inspections and Examinations. The categories of interest "include electronic investment advice, money market funds, and financial exploitation of senior investors." Release.

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