ArticleCFTC Issues $45 Million In Whistleblower AwardsThe CFTC granted multiple whistleblower awards totaling over $45 million. United StatesEmployment and HRHogan Lovells Cadwalader
ArticleEffective Date Set For DOL Rule Clarifying Plan Fiduciaries' Proxy Voting ObligationsA DOL final rule setting forth the duties of plan fiduciaries as to voting proxies held by plans was published in the Federal Register. United StatesEmployment and HRHogan Lovells Cadwalader
ArticleFederal Register: SEC Proposes Amendments To Whistleblower ProgramAn SEC proposal to amend its whistleblower program under Exchange Act Section 21F (see previous coverage) was published in the Federal Register, along with proposed interpretive...United StatesEmployment and HRHogan Lovells Cadwalader
ArticlePresident Trump Chooses New Nominee For Labor SecretaryPresident Donald J. Trump nominated R. Alexander Acosta for Secretary of Labor, following Andrew Puzder's withdrawal from consideration for the post.United StatesEmployment and HRHogan Lovells Cadwalader
ArticleSEC Fines Tech Company For Violating Whistleblower Protection RulesThe SEC fined a technology company $180,000 for violating whistleblower protection rules. United StatesEmployment and HRHogan Lovells Cadwalader
ArticleWorkin' For The Swaps MarginHappy Labor Day! Enjoy some of the best music that workin' stiffs have to offer.United StatesEmployment and HRHogan Lovells Cadwalader
ArticleCompany Pays Penalty For Illegal Separation Agreements And Whistleblower RetaliationAn oil-and-gas company agreed to pay a $1.4 million penalty to settle SEC charges alleging that the company had employed illegal separation agreements and that it had retaliated against a whistleblower...United StatesEnergy and Natural ResourcesHogan Lovells Cadwalader
ArticleOFAC Issues New Designations Related To North Korea And LibyaPursuant to Executive Order ("EO") 13722, the U.S. Treasury Office of Foreign Assets Control ("OFAC") designated a South African national for his role in helping North Korea acquire oil. United StatesEnergy and Natural ResourcesHogan Lovells Cadwalader
ArticleFRB Proposes Changes To Appeals Process For Material Supervisory DeterminationsThe Board of Governors of the Federal Reserve System ("FRB") is seeking comments on proposed changes to (i) guidelines for entities appealing adverse material supervisory determinations...United StatesFamily and MatrimonialHogan Lovells Cadwalader
ArticleRecent TransactionsRepresented Wells Fargo and facilitated $1.55 billion financing for nine U.S. resorts, enabling continued investment and improvementsUnited StatesFinance and BankingHogan Lovells Cadwalader
ArticleRecent TransactionsHere is a rundown of some of Cadwalader's recent work on behalf of clients, including our representing...United StatesFinance and BankingHogan Lovells Cadwalader
Video2021 Year In Review And 2022 Outlook (Video)FFA Global webinar featuring representatives from around the world as we take a moment to look back on the market and trends we have seen in 2021!United StatesFinance and BankingHogan Lovells Cadwalader
Article9 Minutes Of Fund Finance With Jeff MaierJeff Maier joins Mike Mascia and discusses demand and deal structures for management fee lines and GP facilities.United StatesFinance and BankingHogan Lovells Cadwalader
PodcastA Bank By Any Other Name (Podcast)Acting Comptroller wants to "modernize the bank regulatory perimeter." Ag Committee Ranking Member offers crypto market blueprint...United StatesFinance and BankingHogan Lovells Cadwalader
ArticleA Borrower's PerspectiveTaylor Johnson of Nuveen Investments joins Cadwalader's Mike Mascia.United StatesFinance and BankingHogan Lovells Cadwalader
ArticleA Brief Primer On CFOs And Rated Feeder FundsIn this presentation, we discuss a number of high-level issues and considerations that should be addressed by fund sponsors when contemplating a CFO or rated feeder structure.United StatesFinance and BankingHogan Lovells Cadwalader
ArticleA Fund Manager's Perspective, With Barings' Sabih HussainBarings' Sabih Hussain joins Samantha Hutchinson to provide his take on the impact of COVID on the private credit markets and his experience of using fund finance products through the pandemic. United StatesFinance and BankingHogan Lovells Cadwalader
ArticleA New Asset Class ArrivesThe recent Fund Finance Association Symposium held in Miami marked the emergence of Fund Finance from a subset of private funds to an asset class in its own right.United StatesFinance and BankingHogan Lovells Cadwalader
ArticleActivity Levels Remain RobustMike Mascia of Cadwalader covers off the Fund Finance legal updates occurring over the past two weeks.United StatesFinance and BankingHogan Lovells Cadwalader
ArticleAgencies Adopt Rule Codifying Supervisory GuidanceThe OCC, Federal Reserve Board, FDIC, National Credit Union Administration and CFPB adopted a rule codifying a 2018 Interagency Statement Clarifying the Role of Supervisory Guidance.United StatesFinance and BankingHogan Lovells Cadwalader