Rule 15c2-11 sets forth procedures for the submission and publication of quotations by broker-dealers for certain OTC securities.

Yesterday, the Securities and Exchange Commission announced that it will hold an open meeting on February 21st at 10 a.m. to consider various matters ...

In a recent paper, "Squaring Venture Capital Valuations with Reality," authors Will Gornall and Ilya A. Stebulaev review and consider valuations for a sample of unicorns.

On April 5, 2016, Assistant Attorney General Leslie Caldwell, who heads the Criminal Division of the Department of Justice (DOJ), announced a new "FCPA pilot program" designed to motivate companies...

MoFo partners James Koukios and Haima Marlier tap into their extensive legal and governmental expertise to talk about what risks third party messaging really poses...

In order to provide an overview for busy in-house counsel and compliance professionals, we summarize below some of the most important international anti-corruption developments in the past month, with links to primary resources.

In order to provide an overview for busy in-house counsel and compliance professionals, we summarize below some of the most important international anti-corruption developments from the past month, with links to primary resources.

The Committee on Capital Markets Regulation released a report setting forth certain recommendations that are intended to revive the public equity markets.

In an earlier paper, we considered whether ISAs should be subject to federal consumer credit statutes, including the Truth in Lending Act ("TILA")

Since his inauguration on January 20, 2017, President Trump has issued a number of presidential orders and memoranda relating to the reduction of regulation.

The Federal Circuit continues to tighten the standards for written description of functional claims, particularly in the biologics realm...

Mr. Williamson has served on the Commission since February 2007 and previously served as Chairman from June 2012 to June 2014.

Joe Palmore was a guest on the Johns Hopkins Bloomberg School of Public Health's Public Health on Call podcast discussing a U.S. district court in Texas...

Joe Palmore, a former clerk for Justice Ruth Bader Ginsburg, shared his memories of the late Supreme Court justice.

BDCs were created in 1980 in order to enhance capital formation for small- and medium-sized companies.

On December 16, 2016, President Obama signed H.R. 3784, the SEC Small Business Advocate Act of 2016...

A Denver District Court judge has held that the Colorado Department of Revenue cannot forcibly combine a corporation's subsidiary, a holding company that derived its income solely from investments...

The US Chamber of Commerce submitted a letter to the SEC noting the challenges that may exist for many public companies, especially those with complex global operations, by the recent passage of the tax changes.

Today the SEC announced it will host a public forum to discuss financial technology (Fintech) innovation in the financial services industry.

In order to provide an overview for busy in-house counsel and compliance professionals, we summarize below some of the most important international anti-corruption developments from the past month, with links to primary resources.