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According to the SEC, from October through December 2021, Impact Theory offered and sold three tiers of NFTs it termed "Founder's Keys" to the public.

The Securities and Exchange Commission (the SEC or the Commission) recently released its Spring 2025 Unified Agenda of Regulatory and Deregulatory Actions...

These eight commitments emanate from three core principles that the White House said "must be fundamental to the future of AI: safety, security and trust."

On May 7, 2024, the Office of the National Cyber Director (ONCD) released the 2024 Report on the Cybersecurity Posture of the United States (the Report).

The value of a Mickey Mantle baseball card is a function of the perceived worth of Mickey Mantle and the scarcity of such card.

On November 23, 2021, the Division of Market Oversight of the Commodity Futures Trading Commission granted "no action" relief to the Korea Exchange authorizing it to offer and sell futures contracts...

Katten Aviation partner Stewart Herman, along with aircraft finance group colleagues in London and the United States, acted as counsel to The Transportation Group (TTG), the mandated sole arranger...

In an effort to reduce Russian energy revenues being used to fund the war against Ukraine, on January 10, 2025, the United States Department of the Treasury's Office...

The UK's Financial Conduct Authority (FCA) has recently published an update (the Update) on its approach to artificial intelligence (AI) following the UK government's publication...

The FTC has finalized its new rule banning fake consumer reviews.

On November 15, the Securities and Exchange Commission (the SEC) released its summary of enforcement actions brought during the 2022 fiscal year, announcing that in 2022 the...

The Supreme Court's landmark decision in FS Credit Opportunities Corp. v. Saba Capital Master Fund, Ltd.

As tariff policy continues to shift under the Trump administration, securities class actions are targeting companies far beyond traditional importers. From social media platforms to used-car retailers...

Much has been written on the topic of finders and arrangers of securities transactions, including when a person or entity acting as a finder (i.e., someone who merely makes an introduction)...

In a typical hospital-based practice group, the physician employment agreements frequently contain provisions allowing for termination without cause.

On July 15, the Obama administration announced proposed legislation entitled the “Private Fund Investment Advisers Registration Act of 2009” that would amend the Investment Advisers Act of 1940 (the “Advisers Act”) in a number of ways, with the effect of requiring all U.S.-based investment advisers with more than $30 million in assets under management to register with the SEC.

Recently the CFTC settled an administrative proceeding with an FCM that FCM risk managers will want to examine closely.

Sometimes the best regulatory changes are the ones that make compliance officers smile — and maybe even leave the office before 7:00 p.m. The National Futures Association (NFA)...