11,460 results found

The CFTC adopted a final order to exempt certain contracts, agreements and transactions of a "RTO" for the purchase or sale of specified limited electric energy-related products from most provisions of the CEA,

The Order remanded eight swaps-related rulemakings back to the CFTC to resolve inadequacies in the agency's consideration of costs and benefits of the rulemakings.

The CFTC requested comments on proposed amendments to regulations that concern the conditions under which certain non-U.S. entities may qualify for exemptions from registration with the CFTC.

A CFTC proposal on the registration of low-risk, non-U.S. DCOs was published in the Federal Register. Comments must be submitted by September 17, 2019

A CFTC proposal amending regulations to "enhance certain risk management and reporting obligations" was published in the Federal Register.

A CFTC supplemental rule proposal was published in the Federal Register which would permit low-risk derivatives clearing organizations that are exempt from registration to offer clearing to U.S. persons under certain circumstances.

The CFTC-proposed rule prohibiting "post-trade name give-up" at swap execution facilities ("SEFs") was published in the Federal Register. Comments must be submitted by March 2, 2020.

CFTC-proposed technical corrections to data privacy rules were published in the Federal Register. Comments must be submitted on December 12, 2019.

The CFTC proposal to codify the agency's process for terminating exemptive relief granted to non-U.S. firms to offer non-U.S. futures and options directly to U.S.

Comments on the proposed changes must be received on or before September 28, 2018.

The CFTC renewed the Agricultural Advisory Committee ("AAC"). The notice of renewal was published in the Federal Register.

The GMAC was designed to assist the CFTC on matters of public concern to the exchanges, firms and market users regarding the regulatory challenges of a global marketplace.

The CFTC requested comments on proposed rules and interpretations that address the cross-border application of certain swap provisions under the CEA.

The CFTC request for public feedback on the technologies underlying Ether and the Ethereum Network was published in the Federal Register.

The CFTC amended its rules in order to update the methods by which firms' records must be kept (see previous coverage).

The FDIC-proposed rule that would allow certain insured depository institutions to be exempt from the requirement to treat reciprocal deposits as brokerage deposits ...

FDIC Seeks Comment on Brokered Deposits and Interest Rate Restrictions.

A FINRA proposal to delay, from March 25, 2020 to March 25, 2021, the implementation date of rule amendments on margin requirements for Covered Agency