The SEC Division of Corporation Finance granted an exemption to Israeli-based corporation Metalink Ltd. from Exchange Act Rule 13e-4(f)(2)(I).

The SEC extended, until March 15, 2019, the comment period for its proposed rules and form amendments to improve disclosures for purchasers of variable annuities and variable life insurance contracts.

The SEC extended exemptive relief to Nasdaq BX, Inc. from the minimum penny pricing increment requirements of Rule 612 of Regulation NMS.

The SEC issued an order granting a conditional exemption to a credit rating agency registered as a nationally recognized statistical rating organization from the Securities Exchange Act Section...

The SEC Division of Corporation Finance granted exemptive and no-action relief to a technology company and two subsidiaries from certain tender offer requirements in connection with a complex series of transactions.

SEC Grants Exemption to Japanese Credit Rating Agency.

Subject to certain conditions, the SEC Division of Corporation Finance granted exemptive relief to an Argentinian transporter of natural gas and three other companies.

The SEC Division of Corporate Finance granted a Spanish bank exemptive relief from certain requirements under SEA Rule 14e-1 ("Unlawful

The exemptive letter also outlines specific conditions that the convertible securities must satisfy in order to qualify for the exemptive relief.

The SEC granted an exemption from Exchange Act Rule 14e-1(a) ("Unlawful Tender Offer Practices")

Subject to certain conditions, the SEC Division of Corporation Finance granted an exemption from requirements under Securities Exchange Act Rule 14e-5 to an investment company.

The SEC granted limited exemptive relief from the National Market System Plan governing the Consolidated Audit Trail ("CAT NMS Plan") clock synchronization compliance deadline.

The SEC, the MSRB and FINRA opened registration for the Compliance Outreach Program for Municipal Advisors to be held from 3:00 p.m. to 4:30 p.m. Eastern time on November 10, 2016 as a live webcast available on the MSRB website.

The SEC named Stephanie Avakian and Steven Peikin as Co-Directors of the SEC Division of Enforcement. Ms. Avakian was Acting Director of the Division of Enforcement.

The SEC appointed Ernesto A. Lanza the Acting Director for the Office of Municipal Securities ("OMS").

Ms. Kimmel previously served as the Head of Regulatory and Compliance, Wealth Management at Refinitiv, a provider of financial markets data and infrastructure.

The SEC outlined how it intends to adapt to evolving financial markets and technologies in a new report, Strategic Plan for 2018-2022.

The SEC outlined common types of mutual fund classes and emphasized investor consideration of financial position, time horizon and sales charges when choosing a mutual fund class.

The SEC stayed all outstanding administrative proceedings due to the federal government shutdown.

The SEC extended the time to consider a proposed amendment to the Consolidated Audit Trail ("CAT") National Market System Plan.