331 results found

The Guide identifies a set of customer-focused expectations for the leaders of licensed financial service providers.

The Terms of Reference for the much-anticipated review of the FAA & FSPA are now out.

Discusses which Australian-regulated financial advisers will be exempt from the new financial services regulatory regime in NZ.

Before entering into a new lease agreement, review the current lease to see when it ends and if you need to give notice.

FMA has issued a draft Guidance Note on effective disclosure to educate the market regarding its rules and expectations.

The Investment Protocol to CER (Protocol), signed on 16 February 2011, is a wide ranging treaty which adds a new dimension to trans-Tasman economic relations, the significance of which has not been fully grasped in the media.

The commercial property borrowing environment has not got any easier, but it is still possible to obtain finance.

If you want a say on the licensing requirements under the Financial Markets Conduct Act regime, the time to act is now.

This increased activity shows the FMA is prepared to flex its regulatory muscle and use significant enforcement powers.

The vast majority of AFAs are taking their obligations seriously and the FMA has identified four themes for attention.

Discussion about new instructions to lawyers who are acting for customers borrowing from ANZ.

Lawyers are now obligated to review and report to the bank on the property's title (and sometimes also the LIM report).

The NZX's updated guidance notes on continuous disclosure and trading halts and suspensions have now been published.

The Reserve Bank considers how new technology is disrupting traditional methods of making payments and borrowing money.

If you are considering a crowd funding or small offer strategy, here is an overview of the things you need to consider.

Creditors with different rights or interests can be classed together in a compromise under Part 14 of the Companies Act.

ASIC has reviewed marketing practices around IPOs, with a particular focus on the emerging use of social media.