NZX guidance note on continuous disclosure

Download: 2015 PUB BC NZX guidance note on continuous disclosure - 29 Jan.pdf

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NZX's updated guidance notes on continuous disclosure and trading halts and suspensions have now been published.

They provide an important steer on how the NZX interprets the relevant provisions in its own Listing Rules. Contravention of continuous disclosure rules can give rise to civil liability for issuers and persons involved in a contravention, via the Financial Markets Conduct Act 2013.

Alignment with ASX guidance

Chapman Tripp was among the submitters in the consultation round last year to recommend alignment, where practicable, with the equivalent ASX guidance.