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ARTICLE · 12 MAY 2015

Conduct Of Business Rulebook: MFSA Issue Consultation Document

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The Malta Financial Services Authority (the "MFSA") is currently in the process of setting up a Conduct Supervisory Unit.

MaltaFinance and Banking
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The Malta Financial Services Authority (the "MFSA") is currently in the process of setting up a Conduct Supervisory Unit. This is being done for the purposes of implementing the regulatory framework and securing adequate client protection in the industry through a supervisory regime aiming to address potential or emerging risks for clients in the financial services industry. The aim is also to strengthen the fair treatment of customers by regulated entities.

The regulatory requirements with respect to the treatment of clients will be the subject of a Conduct of Business Rulebook (the "Rulebook") which is being drafted to this end, and regarding which the MFSA have issued a Consultation Paper.

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