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ARTICLE · 13 JUNE 2011

New FAQ On Model Code For Securities Transactions By Directors Of Listed Issuers

Mayer Brown
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Hong Kong Exchanges and Clearing Limited (HKEx) published a new Frequently Asked Questions Series 14 (FAQ) on 31 May 2011 mainly to assist listed issuers to understand and comply with Appendix 10 of the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited, namely the Model Code for Securities Transactions by Directors of Listed Issuers (Model Code) and the corresponding relevant provisions under the Rules Governing the Listing of Securities on the Growth Enterpris

Hong KongFinance and Banking
Jeckle Chiu
Jeckle Chiu
Juliana Lee
Juliana Lee
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Originally published June 9, 2011

Keywords: HKEx, securities transactions, listed issuers, Hong Kong, Listing of Securities

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Hong Kong Exchanges and Clearing Limited (HKEx) published a new Frequently Asked Questions Series 14 (FAQ) on 31 May 2011 mainly to assist listed issuers to understand and comply with Appendix 10 of the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited, namely the Model Code for Securities Transactions by Directors of Listed Issuers (Model Code) and the corresponding relevant provisions under the Rules Governing the Listing of Securities on the Growth Enterprise Market of The Stock Exchange of Hong Kong Limited.

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