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ARTICLE · 05 JANUARY 2009

HKEx Clarifies Certain Rule Requirements For Listed Issuers

Rule Requirements, Notifiable Transactions, Connected Transactions, Issues of Securities by Listed Issuers

Hong KongFinance and Banking
Bonnie Cheng
Bonnie Cheng
Wendy Lo
Wendy Lo

On 28 November 2008, The Stock Exchange of Hong Kong Limited (HKEx) published the Frequently Asked Questions on Rule Requirements relating to Notifiable Transactions, Connected Transactions and Issues of Securities by Listed Issuers (FAQs).

In the FAQs, the HKEx sets out interpretive guidance on the provisions in Chapter 14 (Notifiable Transactions), Chapter 14A (Connected Transactions) and Chapter 13 (Continuing Obligations - issues of securities by listed issuers) of the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited (the Listing Rules) in the form of 72 queries and responses. The FAQs also serve as a supplementary guidance to the Frequently Asked Questions on Rule Amendments relating to Corporate Governance and Listing Criteria Issues, which were published by the HKEx on 31 March 2004 and updated on 22 May 2006.

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