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ARTICLE · 06 FEBRUARY 2013

Capital Markets Quarterly Update

Mayer Brown
Mayer Brown
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This quarterly update (October to December 2012) highlights recent developments in Hong Kong capital markets practices.

Hong KongFinance and Banking
Jeckle Chiu
Jeckle Chiu
James Fong
James Fong
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Keywords: IPO sponsors, Pre-IPO investments, waiver, interim report, IPO Placee Lists

This quarterly update (October to December 2012) highlights recent developments in Hong Kong capital markets practices:

TOPICAL ISSUES

  • New Regulations on IPO Sponsors: On 12 December 2012, SFC published its "Consultation Conclusions on the regulation of IPO sponsors" to confirm certain reforms in two major areas: (a) the regulatory regime for sponsors' conduct; and (b) the legislative amendments relating to sponsors' liability. The new regulatory requirements will apply to listing applications submitted on or after 1 October 2013. The legislative amendments will follow a separate timetable.

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