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ARTICLE · 13 JUNE 2023

The ‘Inside' Story: Market Abuse Trends

Katten
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Katten recently hosted an interesting and insightful panel discussion on the latest market abuse trends in the UK and US. The session was presented Katten Financial Markets Regulatory Partner Neil Robson...

GlobalFinance and Banking
Neil Robson
Neil Robson
Ciara McBrien
Ciara McBrien
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Katten recently hosted an interesting and insightful panel discussion on the latest market abuse trends in the UK and US. The session was presented Katten Financial Markets Regulatory Partner Neil Robson alongside RQC Group's CEO, Robert Quinn and featured the renowned speaker Tom Hardin, also known as "Tipper X". Mr. Hardin was an insider dealer that turned star witness and informant for the FBI, and has become one of the most prolific informants in securities fraud history. Mr. Hardin discussed the "Inside story of Tipper X", providing a fascinating insight into the challenges and pitfalls of his experience cooperating with the US government to build criminal cases in insider trading investigations in the financial services industry.

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