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ARTICLE · 12 DECEMBER 2024

OSC's Investment Management Division Report Focused On AI, Crypto And ESG

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On Nov. 5, 2024, the Ontario Securities Commission (OSC) published OSC Staff Notice 81-736 (the Staff Notice), summarizing the activities and regulatory focus of the OSC's Investment Management Division...

CanadaStrategy
Kathryn Fuller
Kathryn Fuller
Melissa Ghislanzoni
Melissa Ghislanzoni
Sean Moxon
Sean Moxon
Michael Taylor
Michael Taylor
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Investment Management Division Report

On Nov. 5, 2024, the Ontario Securities Commission (OSC) published OSC Staff Notice 81-736 (the Staff Notice), summarizing the activities and regulatory focus of the OSC's Investment Management Division (IM Division), formerly known as the Investment Funds and Structured Products Branch, for the fiscal year ended March 31, 2024.

This bulletin highlights certain key insights from the Staff Notice, including:

  • New artificial intelligence (AI) and cryptocurrency (crypto)-related developments in the industry;
  • ESG-related guidance pertaining to investment fund managers' (IFMs) sales communications and marketing practices; and
  • Emerging issues and possible OSC initiatives moving forward.

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