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ARTICLE · 06 SEPTEMBER 2004

CSA Proposes Prospectus And Registration Exemption For Capital Accumulation Plans

Gowling WLG
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Legal and regulatory matters affecting investment funds.

CanadaStrategy
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Edited by Paul A. Dempsey

The CSA has published for comment a proposed registration and prospectus exemption which is based on compliance with the guidelines for capital accumulation plans (CAPs) released by the Joint Forum of Financial Market Regulators (Joint Forum) on May 28, 2004. The comment period for the proposed exemption ends on July 30, 2004. The proposed exemption can be viewed at:

http://www.osc.gov.on.ca/en/Regulation/Rulemaking/Notices/csanotices/2004/csa_20040528_81-405_not.pdf

The Joint Forum was founded in 1999 by the Canadian Council of Insurance Regulators (CCIR), the Canadian Association of Pension Supervisory Authorities (CAPSA) and the Canadian Securities Administrators (CSA) as a mechanism for coordinating the development of harmonized, cross-sectoral, cross-jurisdictional solutions to financial services regulatory issues.

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