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ARTICLE · 02 JUNE 2021

Duty Of Professionals To Respond Promptly And Cooperatively With Regulators

Gardiner Roberts LLP
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The Ontario Court of Appeal has confirmed that professionals have a duty to cooperate promptly and fully with their regulator during the course of an investigation.

CanadaLitigation, Mediation & Arbitration
James R.G. Cook
James R.G. Cook
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The Ontario Court of Appeal has confirmed that professionals have a duty to cooperate promptly and fully with their regulator during the course of an investigation.

In 2016, the Law Society of Ontario commenced an investigation into a lawyer's firm, focussing on the firm's structure and referral fee practices. For several months, the Law Society asked the lawyer to produce various documents and information required for the ongoing investigation. While there was a great deal of communication between the lawyer's counsel and the Law Society, the requested documents and information were not fully produced until approximately eight and a half months after the initial request was made.

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