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ARTICLE · 27 JULY 2011

Results Of 2011 CSA Continuous Disclosure Review

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On July 15, 2011, the Canadian Securities Administrators released the results of their continuous disclosure review program activities for the fiscal year ended March 31, 2011.

CanadaFinance and Banking
Michael Waters
Michael Waters
David Surat
David Surat
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On July 15, 2011, the Canadian Securities Administrators released the results of their continuous disclosure review program activities for the fiscal year ended March 31, 2011. The CSA summarized the results of their targeted reviews and provided guidance regarding common deficiencies.

MATERIAL CONTRACTS

The CSA is monitoring compliance with the material contract filing requirements set out in National Instrument 51-102 Continuous Disclosure Obligations. In 2008, these requirements were updated to, among other things, limit the exemption from filing a material contract that was entered into in the ordinary course of business to exclude contracts that are important to the understanding of the issuer's business and to limit an issuer's ability to redact sensitive information. 16% of issuers reviewed were required to file missing material contracts, while 3% of issuers were required to revise redacted provisions.

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