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ARTICLE · 04 FEBRUARY 2013

NYSE And NASDAQ Listing Standards For Compensation Committees And Compensation Advisers Approved By SEC

Osler, Hoskin & Harcourt LLP
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The U.S. Securities and Exchange Commission approved the New York Stock Exchange’s and the NASDAQ Stock Market’s listing standards relating to the independence of compensation committees, compensation consultants and other compensation advisers.

CanadaFinance and Banking
Osler, Hoskin & Harcourt LLP
Osler, Hoskin & Harcourt LLP
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On January 11, 2013, the U.S. Securities and Exchange Commission (SEC) approved the New York Stock Exchange's (NYSE) and the NASDAQ Stock Market's (NASDAQ) listing standards relating to the independence of compensation committees, compensation consultants and other compensation advisers.1  The final listing rules, which implement SEC Rule 10C-1, were adopted substantially as proposed by the exchanges in September 2012; those proposed rules and suggested action items were discussed in the October 2012 Osler Corporate Review.  As discussed below, during the review and comment period, certain clarifying amendments were made to the rules and NASDAQ revised its implementation date requirements to harmonize with the NYSE requirements.

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