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ARTICLE · 20 DECEMBER 2010

New Ontario Derivatives Legislation

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The Ontario government has enacted amendments to the "Securities Act" (OSA) that provide a legislative framework for the regulation of derivatives, credit rating organizations and alternative trading systems.

CanadaFinance and Banking
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Article by Marsha P. Gerhart , Julie Mansi , Carol Derk , Stephen J. Redican , Neil Guthrie and David R. Surat

The Ontario government has enacted amendments to the Securities Act (OSA) that provide a legislative framework for the regulation of derivatives, credit rating organizations and alternative trading systems.

The amendments are buried in Schedule 18 of Bill 135, the Helping Ontario Families and Managing Responsibly Act, 2010, which received royal assent following third reading in the Ontario legislature on December 8, 2010. A number of the derivatives-related amendments will come into force on proclamation (as discussed below), while the balance of the amendments came into force upon royal assent.

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